Easy Transition
INDEPENDENT  ADVISORS • INDEPENDENT  ADVISORS • INDEPENDENT  ADVISORS

Better for Clients. Better for you.

 

Leave on Friday. Open for business on Monday.

 

Sanctuary provides advisors with a complete set of services and expertise from a team of experienced professionals who have worked on Wall Street and have successfully gone independent. We make the transition to independence easy by leading you through the process from start to finish.

 

A Turnkey Solution

  • Open architecture model to accommodate your existing managers, with access to highly regarded traditional and alternative money managers
  • Multiple custodians
  • An integrated client information reporting solution
  • Compliance processes and controls consistent with FINRA and SEC guidelines
  • Legal structures, contracts and support
  • Implementation for client processes, including on-boarding & proposal generation
  • Independent third-party money manager research through Fortigent
  • Accounting and Audit support
  • Marketing, PR and website support
  • Access to institutional broker dealer JMP Securities for transaction business
  • HR, benefits, client billing, real estate and related services
  • Client record keeping and client transition services

 

To determine if breaking away is right for you, take a moment to answer a few questions.